Thursday, October 15, 2009

A few random musings

What is more likely? That there are countless billions of universes, and ours just happens to be the one suitable for life?….or that there is some mind behind the one we are in, and that it is in some sense specifically designed to support life? Probability estimates are not of much use here……but somehow to me the latter seems more plausible. Is the Mind, or Designer, the God of any particular religion? Not necessarily….it could be something totally beyond our comprehension, as far beyond our ken as quantum mechanics is beyond a dog’s understanding.

So many on both sides commit the fallacy of arguing for or against a specific religion based on its usefulness or harmfulness. For example, many Christians seem to argue for their belief on the basis that it is needed to ensure moral behavior. On the atheist side, many argue that a religion has harmful effects, and we’d be better off without it. Both are largely wrongheaded….only the truth matters. If a particular religion is not based on it being true, then one should reject it. Similarly, an atheist that argues that a particular religion has harmful effects should, one would think, regard that as irrelevant it were somehow given that the religion is true. It does not seem to me that many think about the truth on both sides. High points must be given, I think, to such atheists as Richard Dawkins (an evolutionary biologist and author of the brilliant book, “The God Delusion”) and Stephen Weinberg (Nobel prize winning theoretical physicist) for clearly stating that truth is the issue. Bertrand Russell, did, I believe, also often evince this attitude in his writings on religion. On the other side, John Polkinghorne , theoretical physicist and ordained Anglican priest, emphasizes the importance of truth, and quotes David Pailin: “Attempts to defend theism by ignoring the question of truth…are fundamentally atheistic. They worship human wishes rather than ultimnate reality”.

Will we ever understand consciousness? I do not see how that is possible, given that it a purely subjective phenomena, locked inside the skull of each of us, inaccessible to any outside observer. For that reason it will never be understood by the canons of objective science, although conjectures will surely continue to be made as to why it has evolved, how it can be created artificially, etc. But if an entity passes the Turing test (that is, gives responses indistinguishable from a human’s), maybe we will have to give it the benefit of the doubt and view it as having consciousness (and concomitant rights). The implications of this are serious: if we do succeed in creating seemingly conscious robotic systems, then to consign them to drudgery on behalf of the human race would seem to be a form of slavery.

It is interesting to consider who among ones friends, colleagues, and family are optimists or pessimists. There are, I guess, two levels to this way of dividing people. The higher level is a philosophical or metaphysical one, where one asks like whether it is a good thing that the human race exists, whether human life is basically worth living. The more mundane level involves a sort of instinctive every day attitude where an optimist might tend to always try to make the best of things that happen and grumble only occasionally, while the instinctual pessimist would always be seeing the bad side of what is going on around him or her. The practical optimist might often, I suppose, be a metaphysical pessimist, and vice a versa, though I am not sure how often this is the case. And there are probably cases where the two levels merge, and a pessimist at both levels might be dour and grumpy and also hold that it is a bad thing that life and the universe exist.
I would think that the practical optimist would tend to come across as “merry”, with a good sense of humor, but also might quite often—even usually—be serious. The practical pessimist might not always have a sour expression, but probably a key trait is that there are a great many grudges that weigh on him, and he may sometimes come across as angry at the world.
I do not think that a person who suffers from depression is necessarily a pessimist…I see that ailment as being more subtle, perhaps largely a physical or medical shortcoming.
Perhaps here is a practical test: one may ask oneself if he/she is glad to be alive…glad to have been born. Is the realization of the mere fact of existence a happy grateful thought, or is it a “gee, I wish I had never been born”. I guess a suicidal mood would be one in which one decides to act to take oneself out of existence….such as was evident in the musings in Hamlet’s famous “To be or not to be…” soliloquy.

Will the human race be here for thousands, millions or trillions of years? Will war be abolished? Will all of the present religions of the earth become extinct, and new ones take their place. Or will all religions come to be regarded as relics of the infantile imaginings of our race. Will we become, as many have imagined, intermingled with artificial forms of intelligence? Will we become intermingled with alien races of other star systems, perhaps occupying ourselves regions of the universe vastly removed from our present region (new forms of space-time travel having been discovered)? Will humans go through some sort of spiritual metamorphosis such as Arthur C. Clarke has imagined in his novels “Childhoods End” and “2001”? Or are humans just an intermediate stage that is only useful for creating another more important form of life, one we would call artificial (perhaps silicon based)?

I must say that I am puzzled by rather oft-quoted remarks attributed to atheists Richard Dawkins and Stephen Weiberg. Both seem to have said, in effect, that the universe strongly suggests that there is nothing deep or meaningful behind it. Weinberg has been quoted as saying that the more we learn about the universe, the more pointless it seems. Huh? What has been learned in physics that even bears on it being pointless or not pointless. I wish he had given examples. Dawkins has said that the universe appears to be just the kind of place that we would expect if there is no deity involved in making it. Hmmm, again. What kind of evidence would there be if there were a creator behind it, one wonders? Also, in Dawkins’ generally excellent book, “The God Delusion”, I think he may have misrepresented the religious views of Albert Einstein. While some of Einstein’s writings do suggest that he was using “the mind of God” in a purely materialistic sense, in other places it seems to me that Einstein was open to there being some actual Mind behind it all. But there is no doubt that Einstein rejected the Judeo-Christian concepts of God.

The Problem of Identity

There are a number of problems that might be termed “Identity” problems, or issues. Many of these have bothered me all of my life, and I have had trouble even framing some of them in words. But I am going to try here.

Basically, they are all related to “why is something one thing and not another”?

One question is: How does the identity of the whole depend on the identity of the parts?:
I have often heard that our cells that comprise our bodies are replaced every seven years. There is the old classic “Ship Puzzle”, which was apparently posed by the ancient Greek: a ship, lets call it “The Proud Mary”, is replaced one board at a time. As the old boards are taken off, they are placed in a scrap pile. Eventually all of the boards are replaced, so that not one of the original boards is still in the ship. Since this happens gradually, the ship retains its identity as “The Proud Mary” at all times. Then one day, someone goes and puts the original boards all back together and says that one to be the true original ship “The Proud Mary”. The other one, he says, is a copy or duplicate. To some people this seems a frivolous problem, but to me it has always seemed to contain some genuine grounds for puzzlement. This puzzle would seem akin to the issue of how we maintain our personal identity in view of the fact that our individual cells are replaced.

Teleportation of bodies, such as is imagined to be possible in the Star Trek TV show, raises similar, even more daunting, paradoxes. If your molecular configuration is radiated to some other location and reconstructed there, is it really you? What if the original is not destroyed In the process of sending the molecular information? Which is the "real you"?
Consider cloning, which in spite of some the popular misconceptions does not pose an identity problem, any more than does the phenomena of identical twins. A few years back, a sheep was cloned. This caused some controversy. But I do not understand why. I suspect that it threatens people’s underlying concerns about identity, though they do not know that that is the cause of their uneasiness about it. In fact, cloning, in contrast to the teleportation problem, poses no such problems. The cloned organism is a different organism, and as it grows it will have no connection with the cell donating original.

What if my leg were replaced? Would I still be me?--of course, there's no problem with anyone accepting that. What about all of my internal organs being replaced? Again, I don’t think there is any question that it would still be “me”. But what about the brain itself? It appears to be an organ, but it is the one that appears to be responsible for my thoughts, for me being who I am. So if Bob's brain is replaced by Mary’s, isn't the being in Bob’s body now really Mary? That is, the person you would perceive in Bob’s body would in fact be Mary. This would clearly argue that the real me is my brain. Just as the real nature of a computer is defined by its processor and memory. All of the organs and limbs are just “peripherals” that have little to do with the personal identity.

But can we imagine dividing the brain somehow? That is, what if the memories are Bob’s but the processor is Mary’s. Is there some reason why this is inherently a contradictory achievement? Is the person standing in front of you with Bob’s body, Bob’s memories, but Mary’s processor Bob or Mary?

Consider this question: “Can two separate or distinct entities be exactly alike?” In our everyday experience, this is of course not something that would ever occur to us, because compound or complex objects (trees, chunks of concrete, baseballs, rabbits, and so on) always have numerous traits that would allow us to label distinct members of their class. Maybe it is not always evident (as with baseballs where they all look very similar), but surely no one doubts that there are differences that could be discerned upon very close inspection. To carry it even further, we note that even if one insisted that there were no discernible differences, then differences could be added (the basketballs could be numbered, or the owners name etched on the surface somehow, etc.).

I have never heard of any set of parents, or even close friends, who have trouble distinguishing the separate identity of twins (although casual acquaintances may have a great deal of trouble telling them apart). In other words, there are always some small distinguishing characteristics that permit the distinction between them to be made.
But electrons are imagined, in physics, as being fundamentally indistinguishable from each other. The same is true of other sub-atomic particles, and even all molecules or atoms of a given type are identical to each other. But, in our experience, can any entity be exactly the same as all others? What insights into the identity problem can the Pauli exclusion Principle give us? The electrons may be in different states, but in a sense the basic electron is assumed to be in every way identical as every other electron in the universe.

Reflect that physics/chemistry/biology do indeed say that our bodies are comprised of particles, atoms, and molecules. As groups of molecules string together, the possibility of distinguishing the configurations becomes possible.

Is it meaningful to imagine being someone else? Why am I me and not someone else (or how do I know I’m have not been someone else, but have just forgotten?). Maybe the question makes no sense, but why does it seem to arise in our minds? What does it mean when we refer to “being in someone else’s shoes”? We seem to be imagining, at least to some extent, what it would be like to be somebody else? Does this make sense, or can it be in any way imagined to be meaningful? While it seems relatively easy to imagine our selves being positioned somehow in another’s body, that would not really seem to be being them. As Douglas Hofstader asks in his anthology “The Minds Eye”, “What is it like to be a bat”? Does it make any sense to ask this, or related questions, that involve our self being transplanted into some other beings consciousness? Does it depend on whether the transplant involves beings of the same order of complexity and intelligence (i.e., does it make sense among humans, but not between say a bat and a human?). Is it possible that our self will really cycle through all possible people’s lives? Would this be a just eschatology? (sort of an analogy with Feynman’s one electron scattering back and forth in time).
Does this have some bearing on what Christians might believe about the nature of Jesus Christ and the incarnation--that is, is it possible, consistent, or reasonable to imagine that Jesus Christ was God but was somehow limited by having to occupy a physical body?
Ann Rice, in Tales of a Body Thief, simply imagines without dwelling on the difficulties, that such an exchange is possible. In fact, this very ingenious and imaginative author has depicted many variations of the mind-body switch scenario...

Aren’t such moral principles as the “Golden Rule”, and Kant’s “Categorical Imperative” based on the perception that it is possible to imagine being someone else? Maybe even on the possibility that in some sense you are or will be that someone else. You are sympathetic at least in part because you can imagine being them.

Isn’t the Marquis deSade’s arguments that he puts into his philosophical (but perversely randy) villains mouths about how morality is a ruse and that no one really has to care about anyone else base on his perception that we are all utterly removed and detached from each other, that there is no reason to care about another because you will no, can not, could not, ever be that other person.

But where does this stop? That is, how different can the being be before it is clearly impossible to imagine being the other? The old Jewish prayer of thanking God that I am not a woman springs to mind. It seems to assume that “I” could have been either. But does the “I” come into existence after my body, or was it there before? Is this just the issue of whether we have a soul or spirit? (Could this be related to the abortion arguments?)I can imagine being a woman, so it seems to be a reasonable switch. In fact, people even have sex change operations. Does a man really become a woman with such an operation? With the above example involving interchanges or transplants involving Tom’s brain and Mary’s body it seems clear that such a switch is possible or at least plausible.

But what about a being interchanged with another being of a different level of complexity? Of course, this could even be an issue within the human realm: IQs differ (but how widely in an absolute sense?)...But can I imagine being a slug, or a sheep, or any living animal.

What if I maintain that in fact you are always being interchanged with other people? That one moment ago you were John Smith, but now he is you and you are him. He has all of the memories and capabilities of me, and vice-versa. Maybe this just keeps happening, involving large numbers of people (or maybe all people). But his probably makes no sense, as it would be indistinguishable, would it not, from no interchange taking place at all.

And of course the big question: What is it like to not exist? Of course, we have in a sense all known this, as we presumably did not exist before we were born (or if we did, I for one do not remember it). Woody Allen said, “I don’t mind dying, I just don’t want to be there when it happens”. “To be or not to be” isn’t the only question (even if that is an option, and Hamlet went on to question that)--there is also, what is it like to “not be”?

Related to this is the issue of, or the position of, solipsism, and the question of how this differs from materialism/atheism picture (where death involves annihilation and hence non-existence). In other words (and this is hard to explain, so bear with me), if we are annihilated at death, then for me the universe does not exist anymore. If it is inconceivable or meaningless for me to imagine being another conscious organism or being, then might I just as well argue that for all practical purpose, solipsism is true. At least in a practical sense.

Tuesday, August 25, 2009

Determinism Part 3: Laplacian Determinism and how we can imagine animals are not bound by it.

Here I want to indulge in some speculations—admittedly a bit “out there”---on how an argument can be made to escape “Type 1 Determinism”. That type of determinism is the mechanism carried to the extreme, and was first advocated, as far as I know, by Laplace. I think it is also sometimes referred to as “naturalism”. In this picture, the universe is really just a collection of “mechanical” entities (particles and fields in the modern view) that obey fixed mechanistic laws, and any collocations of particles that comprise life forms are really just passive puppets moving in external forces. The apparent existence of choice and the ability to initiate movement are regarded as being just an illusion. All the dynamics of the universe, including the behavior of all life forms, is seen as just a huge extension of a small number of particles bouncing around in a box, but is thought to be, in principle, no different. No novelty will really ever emerge, taking the universe as a whole. Time is just an illusion also, because the future is every bit as determined as the past. The universe, as complex as it is, is really just in a static state.

I should point out that the strength of the mechanistic argument in no way depends on any assumption about how complete our knowledge is regarding the laws that matter and fields obey. Rather, it just hinges on the assumption that there are such laws, which may or may not eventually be exhaustively discovered.

It is not easy to see a way out of this mechanistically constrained picture, but I think a way out can be found: I want to suggest that life originated as a kind of Phase transition, maybe analogous in some ways—although far more astounding----to a phenomena such as superconductivity or Bose condensation. Perhaps it is an inherently quantum mechanical transition, involving coherent interactions among the parts of an incipient life system. Now, the “laws of physics” are not, to my notion, really laws in the sense that the particles and fields must “obey” them. Rather, we human observers have inferred that the particles and fields behave in certain ways that can be described by laws, which usually take the form of equations. These behavioral laws have been abstracted from observing non-living stuff, i.e., inanimate matter, matter that is not in the phase transitioned state we call life.

So I suggest that a living system involves motions of its constituent particles that are partially but not completely described according to the way inanimate matter behaves. When the phase transition occurs to a non living system---i.e., death occurs—then the motions of the parts of the matter that constituted the living system are again entirely mechanistically determined. Now of course the mechanistic behavior exhibited by non living matter always partially—maybe I should say largely---determine the motion of the living system. If an animal decides to jump, its possible motion is still constrained by gravity. If I jump out of an airplane, gravity will pull me down to earth, but by choosing to maneuver my arms and body in some allowed manner and affecting the drag forces I can still affect the trajectory, at least in some small way. I cannot prevent the ultimate disastrous crash into the surface, but I can slightly alter exactly where and when I hit. The centrifugal force of a turning car we ride in will affect our body, by we could decide to stand or lie down, and hence alter the exact manner of how we are pushed or shoved by the apparent inertial force.

Now one might protest that Quantum mechanics is still deterministic, and that postulating that life systems are quantum mechanical does not afford a way out of mechanism. The argument would go that there is still a wave function of the total Universe, and this evolves deterministically when all forces, energies, and fields are accounted for. But as I understand Quantum mechanics, the wave function collapses to a definite state only when a conscious subject interferes with the surrounding physical system, makes a measurement of it in effect, and forces it into some definite state that we can understand ‘classically”. So the point is that we have no reason to think we can apply the ideas of quantum mechanics to the Universe as a whole, since conscious beings are known to be part of the Universe. Only a being outside the Universe could view it as being deterministic. Conscious beings within it can only look at portions of the non living world, and it begs the question to try to imagine that we can talk about the wave function of the universe, as that would require a conscious being or beings outside the universe. It can only be a part of the universe that is described by a wave function.

Once the phase transition to a proto living system occurred, I can imagine that it “gave off fragments of itself” that remain in a coherent state. Rather in the way that a small fire might give off sparks that give rise to other small fires. Evolution, as imagined by conventional evolutionary biology (Darwin-Dawkins) might then occur. Perhaps a contributing factor to the first phase transition to life might have been the radical non-equilibrium nature of the earth-sun interaction, to take an example from earth.

Is this a form of “Cartesian Dualism”? No not really; rather it is just an argument that the laws of physics that apply to inanimate matter only partially apply to living matter, a collection of matter that has gone through a phase transition to a coherent state that can initiate motions not determined by all the rest of the matter and energy in the universe. Maybe we could say that universe is so configured that it permits the phase transition to living, and perhaps ultimately conscious, sub-states.

Now, this argument does nothing to escape from Type 2 Determinism---the idea that an information system can only do what its hardware and its experiences lead it to do (and well, we can throw in random, or haphazard influences as well). None of these leave any room for that odd ability we all think and assume we have, namely free will. I want to turn to that next—so, “to be continued”.

Saturday, August 1, 2009

More about Determinism

This is a continuation of the last blog entry dealing with the conflicts between the two types of determinism and our commonly held belief that we all have free will.

If we buy the idea that physics applies to everything—that is, that in principle everything is reducible to physics—then Type 1 determinism is inescapable. The universe is just a set of particles and energy fields which evolve according to set rules of behavior. It does not matter if the particles and fields are the ones we think we know of today, or whether the laws of physics that we think we know are even correct, or even approximately correct. The point is that the perspective of physics assumes that there are laws, and that all is mechanism deep down. The “conglomerates” that form, whether they are rocks, planets, molecules, or animals are not only subject to these laws, but all of the behavior of these forms is basically mechanical. The apparent ability of life forms to initiate movement is in this picture an illusion.

This picture is not changed even if we imagine that the idea of parallel universes is valid, for in the sense I am using the word universe it applies to everything that is, all of reality, whether we can see or detect it or not. Nor does anything change in this mechanistic picture if we suppose that the laws of physics or the associated “physical constants” change with time, provided we assume that there is some “meta law” that prescribes how these change.

To formalize this argument in a simple way, let’s denote the universe (in the sense described above) as U. Let’s imagine that a particular object (a clump of “stuff”) within it is X, and further that X is an animal that seemingly can spontaneously decide to initiate movement or action. On the mechanistic view, U’s future state is in entirely determined, as is every portion of it, including the component X. In fact, in a sense, there is no “future’ in this picture, because if we include time as a parameter, U is simply static. Let’s also imagine that there are no other life forms other than X---that is, U-X is non-life, so that from X’s viewpoint U-X is only undetermined because of his own influence on it. That is, X “imagines” that it is free to move and to create a future for itself that is not determined in advance. And since its “stuff” is part of U, it influence through mechanistic interactions U-X. But in the mechanistic view, X is not justified in believing this (of course, this belief is forced on X in the deterministic picture, which is just one of the many absurd aspects): X is just a portion of U, and evolves without any novelty emerging …all is essentially static, time is just a parameter. The future state is entirely fixed, and nothing creative or surprising can happen. The closed system never really changes…nor does any portion of it, such as our subject X.

In particular, as I said in the last blog entry, unless we assume that life forms are somehow different and at least partially outside the mere influence of mechanical forces, this picture is inescapable. Now if we imagine that the U is “tinkered with” on the outside (in some ‘space” or supernatural” realm) then non predictability enters, but it is not really due to the spontaneous motion of the animals(X’s), but rather it is being altered intermittently (or perhaps constantly) by an outside agent. This still does not seem to offer an escape from mechanism with the U….it just means that the U is an “open system”. It might still be closed, but at a “higher level” than U. Maybe we call refer to a meta U, U*, or something along that line.

Now, I argued in the previous blog entry that Type 2 determinism (the view that nature plus nurture plus randomness causes all animal behavior) is incompatible with the above Type 1 determinism. Type 2 tends to be the favored paradigm of the modern person, especially the social scientists of today (who also usually emphasize the “nurture” side of the mix, possibly for “politically correct” motives). If we try to imagine that both Type 1 determinism and Type 2 hold, then the behavior of X would seem to be “over-determined”. That is, the action of X must be “caused” (the premise of both types of determinism), and the action cannot be caused at once by both mechanisms. Either physics mechanisms (broadly understood) or nature plus nurture plus randomness must cause the animal’s action at any given time, not both.

Now, maybe the advocates of Type 2 really believe in Type 1, but think that this is not a useful picture, any more than it would be to try and understand the behavior of a computer purely in terms of the electron motions and currents in the wires and chips. That is, the Type 2 advocate might claim that they are taking a higher level of integration perspective, recognizing that, at some unfathomable level, Type 1 still rules. OK, but this would be beside the point philosophically---the point is that I do not see how one can avoid accepting Type 1 unless one postulates that life is something fundamentally different than the non-life stuff that obeys deterministic (mechanistic) laws. There is no way to get outside of this deterministic picture otherwise.

The key ingredient that is left out of this picture is “consciousness”, which is surely the most amazing and mystifying phenomena in the universe. Does anyone doubt that nebula and planetary system are subject to purely mechanical forces, and in fact would be totally determined by mechanical forces if there were no consciousness in the universe to inject novelty? Now, galaxies and nebula we know from Hubbell can be amazing and surprising to us viewing them, much in the way that fireworks displays astonish and wow us…but no one would claim these is any novelty in the sense of these being anything unpredictable in their behavior.

Somewhat oddly, it seems to be the people in the hard science of physics that tend to speculate that all is not physics. For example, the well known theoretical physicist A. Zee, in his masterful popular science book Fearful Symmetry says

“Ultimately, the discussion [regarding consciousness] comes down to the question of whether science can explain life; that is, whether there is a “life force”, for lack of a better term, outside the purview of rational thought. Is human consciousness merely the result of a bunch of neurons exchanging electromagnetic pulses? Is the thinking brain just a collection of quarks, gluons, and leptons” I don’t think so. Do I have a cogent reason? No, it is just that, as a physicist, I do not have enough hubris to believe that physics can be all encompassing……”.

I am pleased to see that I am in such good company in questioning whether all is mechanism. And today it must be hard for anyone in physics or cosmology to be smugly dogmatic in the opposite direction, in view of the recent discoveries of dark energy and dark matter. Though these do not fall outside the realm of mechanism, they do suggest we might be in for a lot of surprises about the nature of reality. And though I do not want to go into this here, some of the recent work in quantum mechanics suggests non local effects in the universe that seem to violate the classical thinking of cause and effect in a space time continuum.

But after all of this, I have to say that I find it very hard to escape from Type 2 determinism. What other factors could possibly be involved in a mental or physical decision and action? There seems to be no way to even frame the concept of “free will” that involves any factor outside of the nature-nurture-randomness axis. Anyone that is at all interested in this free will issue should read Martin Gardner’s chapter on this in his book “The Whys of a Philosophical Scrivener”. In this brilliant essay, “Why I am not a Determinist or a Haphazardist” (the latter being the term he uses for a person believing that human action is caused by random influences), Gardner considers the relevant views of a great many philosophers and artists: Immanuel Kant, William James, Samuel Taylor Coleridge, Sarah Teasdale, Alfred North Whitehead, C. S. Lewis, Spinoza, Samuel Johnson, and H. L. Mencken, to list just a few. Gardner seems to conclude that the best we can do when considering the issue of free will and determinism is to fathom its incomprehensibility.

[to be continued]

Saturday, July 11, 2009

Two flavors of determinism

Imagine a universe that is simply set of particles in a box with hard reflecting walls. Let there be n particles, and imagine that they interact with each other according to some fixed set of mechanical laws (these laws need not be the Newtonian laws we are familiar with). The particles can bounce off each other as well as off the walls, they can be sticky so that they sometime form clusters, and they exert forces on each other and can alter trajectories through some kind of force fields. But it is a closed system, and in a sense it is a static situation: the future follows without any novelty from the state of the system at any given time. The future is an illusion in this mechanical universe, and time is simply a parameter.

For example, suppose n = 1. The simple particle just bounces around like some simple kind of “pong” game, where its collision with the walls is the only thing that can happen. Make it two particles, n = 2, and it isn’t really any more interesting, although now there are some times where the particles might bounce off each other. No matter how big we make n, the situation, in principle, stays the same. It is a strictly deterministic system, closed, and no novelty can emerge.

In such a system, if conglomerates of many particles form, maybe they will appear to make complex motions and would, were anyone watching it from without, maybe appear to be alive and initiating such motion voluntarily. But we can see this is would be an illusion….it is still the forces within the closed system that are completely determining the evolution of the system.

Such a picture of our universe was, I think, what Laplace had in mind. Indeed, here is his famous quote about it (taken from the Wikipedia site on Laplace):

“We may regard the present state of the universe as the effect of its past and the cause of its future. An intellect which at a certain moment would know all forces that set nature in motion, and all positions of all items of which nature is composed, if this intellect were also vast enough to submit these data to analysis, it would embrace in a single formula the movements of the greatest bodies of the universe and those of the tiniest atom; for such an intellect nothing would be uncertain and the future just like the past would be present before its eyes.”


The term “Laplacian Determinism” is often used to describe this vision of the universe, and within this picture all animal activity in particular is imagined to be caused by forces on the particles comprising the animals. The seeming ability of life forms to initiate motion and perform actions is an illusion in such a model. Otherwise the actions of an animal would be over-determined---that is, one could not introduce voluntary action in this model, as it would result in inconsistencies.

Here I am going to call this “Type 1 Determinism”. It is my suspicion that no one really believes in this type of determinism today. Rather the determinists of our age generally seem to subscribe to a “higher level” of determinism.

I will refer to this as “Type 2 Determinism”. In this picture, the emergence of novel forms and animals that can in a sense initiate motion and actions is not contested, but it is argued (maybe even subconsciously in a great many cases) that an animal can only act based on its physical nature in concert with its memory of lessons learned from the past. This is analogous to what we think about the PC’s on our desks or our laptops. They have a certain physical architecture and hardware (which is analogous to the bodies and genes we are born with), but a wide variety of applications (programs) have been installed that make each computer virtually unique. But the computer cannot initiate anything….its behavior is entirely set by its resident programs and its basic hardware (the hardware that the computer was first configured with plus any hardware devices that have been added).

Perhaps we can add the possibility that “randomness” could also be involved. The animal, as well as the computer, could be hit by a cosmic ray that flips a bit or diverts a neuron. Chance meetings and exchanges with other animals could be included here, or they could be counted as environmental interactions.

So hardware plus installed programs plus random interactions with the environment seem to exhaust the possibilities here. How could an animal, in particular a human with conceptual awareness, perform an action for any reason other than these three? Action has to be caused does it not? It does no good to say it is caused by ones free will, for there seems to be no way to even frame that in a way that does not involve these deterministic factors.

In contemporary terminology hardware corresponds to "nature" (i.e., genes), while the acquired experience (analogous to installed software) corresponds to "nurture". There has been an ongoing battle between these two camps in recent decades, although it seems that today most everyone accepts that both nature and nurture play important roles in how people behave. But both of these mechanisms are deterministic, and if they are considered to exhaust the causes of action, leave no room for free will.

Let me add that in no way do quantum mechanics or chaos theory present ways out of either Type 1 or Type 2 Determinism. The former still involves deterministic evolution of a state, while chaos simply limits an observer’s ability to precisely predict the future. And if quantum computers become available, it is not clear how they could escape the limits of hardware plus installed programs.

Yet the odd thing is that I believe that we all assume that we have free will (we may well assume that other people do not, however). I emphasize that this is not a conscious assumption in many cases (though among philosophers and physical scientists it may often be so). As far as I can tell, there is no mass movement to stop punishing crime, although it is not clear how anyone could attach blame to an entity limited by “Type 2” (or Type 1) determinism.

My intent in this particular note is not to solve the problem of how humans might nevertheless have free will---indeed, I do not think it can be solved----rather, I just want to illuminate the fact that the kind of determinism that so many 19th century scientist and philosophers believed in was different than the form generally accepted in our age (especially by those trained in the social sciences).

But the puzzle has some confusing aspects to it: for one thing, I think both types of determinism are plausible and persuasive, and yet they logically collide. That is, they cannot both be true. It would have to be one or the other that specify behavior, because taken together they would over determine it. Type 1, though apparently largely ignored today, really seems to be hard to argue against. Isn’t it just physics carried to its logical, reductionist conclusion? And do we really think there is anything in the universe other than entities that are subject to the laws of physics? On the other hand, Type 2 Determinism also seems very cogent, for what else could determine our behavior, other than our accumulated past experiences acting in concert with our genetic makeup?

So to summarize: we have an enigma. There are two distinct, mutually incompatible forms of determinism. Both cannot be right, because either physics mechanism or nature/nurture must cause behavior. Yet both seem like they have to be correct. And on top of that we all seem to believe we have free will, which is clearly incompatible with both Type 1 and Type 2 determinism. Philosophy----“ya gotta love it!” If nothing else, it should keep us humble, and just reveling in the mystery is enough for me. And, OK, it is fun too!

Sunday, June 7, 2009

Thinking on the Vastness of the Universe

The Universe is very, very big…I think we all know that. Probably most people don’t think about that very much, as it doesn’t really impact their everyday lives. But I’ll bet that a significant number of us love to think about it, and find it a source of awe and wonder.

And some that think about it seem to find it existentially disturbing. A good example is the attitude consistently expressed by the great cosmic horror writer, H. P. Lovecraft, whose stories often refer to "vast gulfs of time and space”, and tend to regard human beings as insignificant when compared to the vastness of time and space.

In his short story “The Call of Cuthulu”, Lovecraft begins with:
“The most merciful thing in the world, I think, is the inability of the human mind to correlate all of its contents. We live on a placid island of ignorance in the midst of black seas of infinity……some day the piercing together of dissociated knowledge will open up such terrifying vistas of reality, and of our frightful position therein, that we will either go mad from the revelation or flee from the deadly light into the peace and safety of a new dark age.”

Lovecraft combined this feeling for the awesome sweep of space and time with a sort of gothic blackness along with a distinctly misanthropic tendency. In particular, one feels that to some extent he was using the hugeness of things to show how puny the affairs of humans are. This is, I think, a bit of a fallacy, because our importance (or lack thereof) should not really have anything to do with our relative size.

The attitude that the magnificent size of the universe does render us insignificant is brilliantly spoofed in Monty Python’s film, “The Meaning of Life”, in the “live liver donor” scene: in this skit, some medical technicians collecting organs from donors try to convince a woman to let them rip out her liver while she is still alive. To persuade her, they materialize a guy (Eric Idol) in a vested suit who sings a catchy song to her about the dimensions of the cosmos. Interestingly, the lyrics to the song appear to be based on, for the most part, reasonable estimates of galactic and cosmic parameters. The skit can be viewed on the web, and the lyrics to the “Galaxy Song” can be found at many sites. My interpretation of this scene is that it shows that our personal pain and agony are real, essentially filling ones "subjective universe", and the size of the universe is irrelevant to making a decision involving subjecting oneself to live liver removal.

In the case of Lovecraft, I think there was a another attitude at work with him, in that he was truly fascinated by physics and cosmology (probably way ahead of his time in that regard) and his cosmic horror fantasies allowed a playful way for him to indulge the emotion and to stretch his imagination.

Another person who made some relevant remarks about the dread that can accompany thinking on the cosmos, and man’s place within it, was the French philosopher Blaise Pascal. For example, some of my favorite Pascal quotes (taken from his work “Pensées” of 1670) are:

“Man is equally incapable of seeing the nothingness from which he emerges and the infinity in which he is engulfed.”

“Through space the universe grasps me and swallows me up like a speck; through thought I grasp it.”

“[I feel] engulfed in the infinite immensity of spaces whereof I know nothing, and which know nothing of me, I am terrified. The eternal silence of these infinite spaces alarms me.”

Note that, in that last quote, Pascal throws in the interesting twist that it is the “eternal silence” of the spaces that he finds scary. I wonder if by that he meant that we earthbound animals seem to be totally alone? Or did he mean something else by it? In any case, I find it to be a nice poetical touch.

I think everyone can agree on the utter impossibility of really comprehending the galactic and cosmic sizes and characteristic times the way we would with most everyday objects and events. However, we can write down the numbers, and, in a way, understand the magnitude of what is involved. The use of analogous ratios can help put things in some perspective, and give some insights. Some of these will be considered below.

Based on information gleaned from various wikipedia sites (1,2), the following are some of the dimensions characterize galaxies and the cosmos:
(1) A typical galaxy diameter ranges from 1000 to 100,000 parsecs, or about 3000 to 300,000 light years. This is about 20 million billion miles at the small end of the range…wow, an inconceivable distance, really.
(2) A galaxy can contain anywhere from 1E7 to 1E12 stars…that is, ten million to a trillion.
(3) A typical spacing between galaxies is even bigger, perhaps about 1 Mega-parsecs, or 3 million light years. Thus, the distance between galaxies is about 10 to 1000 times the size of a galaxy.
(4) The number of galaxies in the universe has been estimated to be about 1E11, or a hundred billion (the Monty Python song actually overestimates the number of galaxies as being “millions of billions”---so maybe hold on for giving up that liver!).
(5) The average density of the universe is very small, about 30 orders of magnitude smaller that the density of water.
(6) The estimated radius of the “known universe” is 46 Billion Light Years.

A number of amusing examples can be considered to give some insight into these facts.

The average size of an atom (e.g., Helium) is about 100 pico-meters (or an angstrom, 1E-10 meters). The spacing between molecules in a gas at 1 atmosphere is about 3 nano-meters, or about 30 times the size of an atom. It is amusing to note that this is in the range of the ratio of a larger galaxy to a typical inter-galactic spacing.

How long would it take for a jet airplane to cover the distance equal to the diameter of a typical galaxy? If we take the small end of the range, 20 Million Billion miles, and consider the plane to fly at a steady 500 mph, this is over 4 billion years. Longer than the time that life has been on the earth. Indeed, it takes 3000 years for light to cross it, which of course is what 3000 light years means. And since a jet flies about a million times slower than light speed, it takes it a million times longer to traverse a given distance. If we consider a plausible spacecraft traveling a hundred times faster than a jet, it would take it a mere 40 million years to cross this ‘small” galaxy. We can see that any kind of conventional spacecraft will not be able to do the kinds of exploration depicted in the Alien movies. Now, if Star-trek like “warp speed” or worm-hole travel becomes possible, who knows what the limits might become (maybe there would be none).

So, a galaxy can contain a trillion stars. Consider the human body—according to most of the web sites (do a google search on “how many cells in a human body”) there are about 50 trillion, more than the number of stars in the largest galaxies.

According to point (5) in the above list, the average density of the matter in the universe works out about to correspond to about one hydrogen atom per cubic meter. (Cosmologist Alan Guth has been quoted as saying that this is about 10 million times a better vacuum that can be attained in our laboratories). This low density seems to suggest that the universe is mostly nothing. If one can buy that, the answer to the old puzzle, “Why is there something rather than nothing?” would be, “Well, it is nothing”. Maybe that would be an amusing quip. But seriously, there are significant regions of the universe where “something” is clearly happening….not only galaxies and black holes and Quasars, but the amazing, seemingly so unlikely, phenomena of life (at least on one planet that we know of).

Now consider the range of the number of stars (1E7 to 1E12) in a galaxy. If we scale the population of Tokyo (12 million) to the larger number, then the smaller galaxy corresponds to about 100 people. Hmmm….we wouldn’t call that a city or even a town, really. Makes you wonder if cosmologists are right in classifying the small guys as galaxies?

But another kind of vastness arises when we consider how small things can be. If string theory is right….I have no idea if it is, nor, I suspect, does anyone else….then the smallness is equally baffling, and can be somewhat scary also. According to string theory, the characteristic dimension of strings is ~ 1E-35 meters, about 20 orders of magnitude smaller that the nucleus of an atom (a proton or neutron, of which several make up a nucleus, are about a femto meter, 1E-15 m, in extent), and this in turn is many orders of magnitude smaller than the typical size of atoms (1E-10 meters). And bigger yet, though still small by macroscopic standards, a typical human cell has a characteristic dimension of the order of ten microns.

A fascinating video, “Powers of Ten” can be watched on the Internet. It is based on a program and a book created by Philip and Phylis Morrison. This brilliant show takes you in steps of ten in both directions from the human scale dimension of one meter, down to the string theory dimension of the small side, and up to cosmic dimensions on the big side.

There is something about all of this that I find stranger, or perhaps I should say more unsettling, than the awesomeness of all these cosmic scale comparisons. Namely, that there must be countless trillions of planets out there that are solid like our planet, and contain rocks, mountains, and maybe even some water. Although some tiny fraction of these might support life, probably the vast majority of them do not, and in fact no conscious observer will ever see any aspect of them from close quarters, or walk around on them. And yet, if any of us were there, we could see them, touch them, etc (provided a suitable space suit environment were provide us, of course). It makes you think about the objective reality of the physical world. Is it really “there”, if no one ever sees it? I suppose I believe it is, but it gives me an odd felling. Much the same feeling is evoked in thinking about our planet in the millions of years it existed without any life yet present. Yet all of that time the wind blew, seas and storms raged, and so on. It suggests something along the lines of the old puzzle “If a tree falls in the forest and no one is around, does it make a sound”? Many regard such a question as silly, or rather one that just requires an analysis of what is meant by “make a sound”…..but to me the question is not so silly, and makes us dwell on what is meant by objective reality. In what sense are all of these portions of the universe that will never be observed objectively real?…does this kind of thing perhaps hint as to why consciousness exists?…that is, does it suggest the necessary, or at least important, role of conscious observers? But in any case, at the present time and into the near future, all of us humans, no matter how well traveled or worldly we are, will observe and interact with only the most minute portion of the universe.

Perhaps the most amazing thing about all of this, and I find it emotional to think about, is that we human beings have evolved from apes in just a finite number of generations (an almost "countable" of them, perhaps on the order of a million) …and we remain genetically very similar to chimpanzees, according to most evolutionary biologists. Isn’t it stunning to realize that we, related so closely to our ancestral apes, can now can grasp some truths about the physical universe, a universe that is so far “out there” from us and in a sense so far below us in size. I am sure that at the present time there is still much to learn. I know a lot of people, outside of science usually, that seem to almost enjoy gloating about how “we really don’t know much of anything”. Well, for my money the human race will continue to learn more about physical reality, and it will continue to amaze us, and the more stunning it will be the more that is learned.

Sunday, May 10, 2009

What causes aging?

In Tolkein’s Lord of the Rings (LOTR) the elves are immortal in the sense that they do not die of old age. They can, of course, be killed by accidents or in battle, be murdered, etc. Man, by contrast, is “doomed to die”, the phrase that appears in the poem about the Nine Rings that opens the novel. Of course, JRRT had a Christian perspective, and viewed an inherent mortality as a planned condition that is part of a scheme to save humankind from a worst fate that would await him if death did not deliver him from the corrupting evils of a “fallen world”. It presumes a sort of “planned obsolescence” that would pave the way for a second life that would, presumably, be free from such spiritually corrupting influences.

Well, me, while I love the mystery and the strange ambiance of LOTR, I don’t know anything for certain about any such second lives. For one thing, I cannot imagine what reality such a second life might be like, and in particular how it might be free from the potential for evil. But this is a complicated issue, to say the least, and it is not what I want to dwell on at the moment. Rather, all this leads me to thinking: what is the scientific reason for the human body ageing and, on a time scale of-- for most of us--- “four score” (80 years), rather rapidly wearing out and dying of “old age”? (if something else doesn’t get us first, of course.)

I always look at such issues from the game theory perspective of evolutionary biology. And it seems to me that the situation of Tolkein’s elves suggests the reason for the body wearing out and the body’s processes grinding to a halt. Namely, there is some expectation value of elapsed time before an accident causes death, and nature does not want to waste any efforts in assuring that the body and mind will last much beyond that average time interval. By the way, by “accidental death” I mean to include all of the causes of death that are not associated with the total body simply wearing out. That is, everything except “dying of old age”.

It is often noted that once the organism has produced offspring, and has ceased being fertile, we can expect it to be on borrowed time for some interval after that. But this begs the question. Why is fertility of finite duration? I suspect that the answer is again, that there is little to be gained by engineering a body that can continue to reproduce for a time that greatly exceeds the temporal expectation value for accidental death.

The wikipedia page on fertility in both human males and females has, in this regard, an unsatisfactory section called “the cause of the decline”. But the title of this section is incorrect because it really just deals with the statistics on when fertility falls off. In other words, it does not address what the real cause of the decline is.

I want to add---perhaps unnecessarily—that when I speak of such things as “nature engineering something” I do not mean that I impute conscious design to any entity outside of nature, or to nature herself. I view this in a Smithsonian sense as being one of those phenomena under the control of an invisible hand, and consider genetic evolution to be a sort of computer that through natural selection reaches an optimal solution.

I look forward to looking into the popular evolutionary literature on what is thought to cause aging and death. The above comments are really intended to simply raise the issue, and I plan to revisit the topic after I have done a bit of research. I noted today a chapter in J. Diamond’s book “The Third Chimpanzee” that speculates about the issue of aging, and I plan to read that first.